Retirement Investment Specialists

CONNECT

Address:

1217 College Ave
Santa Rosa, CA 95404

Phone:

(707) 571-8222

Fax/Other:

(707) 571-8485

MEET OUR TEAM
 

Whether you are preparing for your retirement or have already retired, our team will always keep your interest first. We are committed to providing planning-based financial services to help you pursue your financial goals. It is important to have a long term relationship with an experienced team that can help you to manage your retirement planning and guide you with your retirement strategy.  We have the experience and knowledge to help you take the steps required in order to work toward preparing you for a comfortable retirement.
 

David N Williams, CFP: LPL Financial Advisor

Dave has been in the Financial Planning business for 28 years. He is a Certified Financial Planner and holds a Series 7 Securities License, General Securities Principal License, Registered Investment Advisory License through LPL Financial as well as a California Insurance License #0774861
Dave is responsible for Financial Planning, Investment Advice, Monitoring Portfolio Allocations as well as Money Manager Due Diligence.

 

 

 

Cindy Williams: Office Manager

Cindy handles Client Service Request, Meeting Scheduling and Office Compliance, she has been the Office Manager for 14 years she has 12 years of banking experience and has also owned her own business. Cindy is also a Notary Public for the office.

 

 

 

 

 

 Karin Peaty: LPL Planning Assistant         

Karin is responsible for Meeting Preparation, Portfolio Reporting, Proposal Generation and Account Processing. Karin is working on obtaining her Securities License and is a Notary Public for the office